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So Your Investigation Was Shut Down

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Anti-fraud, Audit Committee, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Compliance, Ethics, Fraud, Fraud Risk Management, General Counsel, Governance, Hotline, IIA, IIA Philadelphia, Internal Audit, Internal Controls, Investigations, Regulatory, Risk, Risk Management, Sarbanes-Oxley, Whistleblower, White Collar Crime Jonathan T. Marks Anti-fraud, Audit Committee, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Compliance, Ethics, Fraud, Fraud Risk Management, General Counsel, Governance, Hotline, IIA, IIA Philadelphia, Internal Audit, Internal Controls, Investigations, Regulatory, Risk, Risk Management, Sarbanes-Oxley, Whistleblower, White Collar Crime Jonathan T. Marks

2019 IIA Philadelphia Fraud Symposium - Update

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IIA Philadelphia Fraud Symposium - Hold the Date! March 22, 2019, at Exelon’s Energy Hall

“Trust is a professional hazard...verify”

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Audit, Audit Committee, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Compliance, Cyber, Dodd-Frank, Due Diligence, Ethics, FCPA, Fraud, Fraud Risk Management, GDPR, General Counsel, Governance, Internal Audit, Investigations, Regulatory, Risk, Risk Management, Sarbanes-Oxley, SEC, Supreme Court, Third Party, Whistleblower Jonathan T. Marks Audit, Audit Committee, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Compliance, Cyber, Dodd-Frank, Due Diligence, Ethics, FCPA, Fraud, Fraud Risk Management, GDPR, General Counsel, Governance, Internal Audit, Investigations, Regulatory, Risk, Risk Management, Sarbanes-Oxley, SEC, Supreme Court, Third Party, Whistleblower Jonathan T. Marks

How GDPR Could Impact Whistleblowers and the Ethics Hotline

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Audit Committee, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Compliance, DOJ, FCPA, Fraud, Fraud Risk Management, Governance, Internal Audit, Internal Controls, Risk, Risk Assessment, Risk Management, Third Party, Training, Triage, Whistleblower Jonathan T. Marks Audit Committee, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Compliance, DOJ, FCPA, Fraud, Fraud Risk Management, Governance, Internal Audit, Internal Controls, Risk, Risk Assessment, Risk Management, Third Party, Training, Triage, Whistleblower Jonathan T. Marks

13 Step FCPA Compliance Action Plan

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Investigations, Cooperation, the Board & Audit Committee

During an investigation, the board's and audit committee's goal should be to simply to get to the bottom of allegations as quickly as possible, either to substantiate or invalidate them...

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ACFE, Audit Committee, Baker Tilly, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Chief Legal Counsel, Compliance, Control Environment, Crisis Management, Dodd-Frank, Ethics, Exit Interview, Fraud, Fraud Risk Management, General Counsel, Global, Governance, Investigations, Regulatory, Risk, Sarbanes-Oxley, SEC, Supreme Court, Whistleblower, White Collar Crime Jonathan T. Marks ACFE, Audit Committee, Baker Tilly, Board of Directors, Chief Audit Executive, Chief Compliance Officer, Chief Legal Counsel, Compliance, Control Environment, Crisis Management, Dodd-Frank, Ethics, Exit Interview, Fraud, Fraud Risk Management, General Counsel, Global, Governance, Investigations, Regulatory, Risk, Sarbanes-Oxley, SEC, Supreme Court, Whistleblower, White Collar Crime Jonathan T. Marks

A ticking time bomb? Whistleblowing In Organizations Today

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Supreme Court: The Interpretation of the Whistleblower Protections within the Dodd–Frank Wall Street Reform and Consumer Protection Act Seem to Have Been Too Broad

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Anti-fraud, Audit, Audit Committee, Board of Directors, Continuous Auditing, Continuous Monitoring, Corporate Fraud, Crisis Management, Data Analytics, Ethics, FCPA, Foreign Corrupt Practi..., Fraud, Fraud Investigations, Fraud Risk Management, Governance, Hotline, IIA, Internal Audit, Internal Controls, Investigations, Monitor, Process Improvement, Red Flag, Risk, Risk Assessment, Risk Management, Root Cause, Third Party, Triage, Whistleblower, White Collar Crime Jonathan T. Marks Anti-fraud, Audit, Audit Committee, Board of Directors, Continuous Auditing, Continuous Monitoring, Corporate Fraud, Crisis Management, Data Analytics, Ethics, FCPA, Foreign Corrupt Practi..., Fraud, Fraud Investigations, Fraud Risk Management, Governance, Hotline, IIA, Internal Audit, Internal Controls, Investigations, Monitor, Process Improvement, Red Flag, Risk, Risk Assessment, Risk Management, Root Cause, Third Party, Triage, Whistleblower, White Collar Crime Jonathan T. Marks

Audit Committees, Internal Audit, and Fraud Risk

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